2 edition of Recent securities and corporate law development found in the catalog.
Recent securities and corporate law development
Canadian Bar Association. Ontario Branch. Continuing Legal Education.
|Contributions||Coleman, J. Gordon.|
|LC Classifications||KF 1439 A2 C22 1980|
|The Physical Object|
|Pagination||544 p. in various pagings :|
|Number of Pages||544|
Corporate Finance" and Chapter 16 "Corporate Powers and Management" by examining government regulation of securities and insider trading. Both the registration and the trading of securities are highly regulated by the Securities and Exchange Commission (SEC). A violation of a securities law can lead to severe criminal and civil penalties. COVID Resources. Reliable information about the coronavirus (COVID) is available from the World Health Organization (current situation, international travel).Numerous and frequently-updated resource results are available from this ’s WebJunction has pulled together information and resources to assist library staff as they consider how to handle coronavirus.
ISBN: OCLC Number: Description: pages cm: Contents: Understanding securities regulation --Going public --Exemptions from securities act registration --Electronic filing --Periodic reports --Disclosure items --Beneficial ownership reports: sections 13(d) & 13(g) --Insider reports: section 16(a) --Short-swing profits: section 16(b) --Audit committee. Publications | Book. Fund Director's Guidebook, Fourth Edition. By Federal Regulation of Securities ISBN: , Product Code: , EBK , pages This highly regarded guidebook covers open-end funds (typically referred to as mutual funds), closed-end f.
ADVERTISEMENTS: Let us make in-depth study of the structure of securities market in India. Industrial Securities Market: The Industrial securities market refers to the market for shares and bonds of the existing companies, as well as those of new companies. This market is further divided into New Issue Market (NIM) and Old Issue Market. The [ ]. Securities markets and takeover activities are important mechanisms of corporate governance. The book seeks to measure the potential disciplinary capacity of capital markets as an instrument of corporate accountability. It focuses on the Chinese experience of utilizing the securities market as an effective mechanism of corporate control.
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